Suitability Test

Discretionary and Individual Portfolio Management

Instructions

This suitability test is designed to help us understand your financial situation, investment experience, objectives and preferences.

The information you provide will allow us to assess the suitability of our Discretionary and Individual Portfolio Management service for you.

Please answer all questions truthfully and to the best of your knowledge. If you are unsure about any question, please contact your adviser.

Joint accounts: where the account is held jointly, the suitability test should be completed by the primary holder who will act as the main point of contact and normally direct the investment relationship. Both account holders will have equal rights over the account, but the risk profile will be based on the knowledge, experience, financial situation and objectives of the primary holder completing this questionnaire.

Personal Details

Adviser Details

Declaration and Consent

I confirm that the information provided is true and accurate, and I consent to TAM Europe Asset Management A.V., S.A. processing this information for the purpose of assessing my investor profile and sharing the result and relevant questionnaire information with the adviser / introducer specified in this form.

Review your suitability result

Please review the calculated result before confirming the submission.

Total score—
Investor profile—
StatusPending

The investor profile has been calculated automatically from the answers provided using our internal scoring matrix. Please confirm only if the information entered is complete and accurate.

Suitability questionnaire completed

Total score—
Investor profile—
StatusSubmitted

The investor profile is calculated automatically from the answers provided, using our internal scoring matrix. This result forms part of the internal suitability record and will be reviewed as part of the client documentation process.

Process completed

You may download a copy of the suitability assessment for your records. This document will be signed electronically by the client prior to account opening.

This uses your browser's print-to-PDF function. Choose “Save as PDF” in the print dialog to download the completed suitability document.

Investment Proposal Request

Select the appropriate route for the client investment proposal.

Please choose the service route that best matches the client circumstances and intended custody arrangement. The next stage will collect the information required to prepare the proposal.

Gateway

For Spanish tax residents investing through TAM Europe’s Spanish solution.

  • Available to Spanish tax residents only.
  • Client assets are held at Inversis Bank.
  • Uses qualifying funds to support tax deferral under Spain’s Traspasos Regime.
  • Available for MiFID advisers only.

Bonds & QROPS

For clients investing through life company bonds and pension trustees.

  • TAM Europe has partnered with a range of trustees and life companies.
  • Assets may be held at Pershing, our preferred custodian for international business.
  • Alternatively, assets may be held with the life company’s default custodian.
  • Portfolios held outside Pershing may have limited fund availability. Therefore, investment models may vary from our core investment propositions.

Platform

For clients investing through third-party investment platforms.

  • Client portfolios may be linked to TAM Europe model portfolios.
  • Models are typically rebalanced quarterly, but may be updated more frequently based on market conditions.
  • Fund availability may vary by platform.
  • Assets are held by the platform’s default custodian.
  • The platform is responsible for trade implementation, fee facilitation and withdrawal processing.

Gateway Proposal Request

Client Details

Adviser Details

Investment Details

Model Selection

These are the portfolio models available to the client(s) based on the suitability test.

Model
TAM Active model range
TAM Enhanced Passive model range
TAM Bespoke model range

Income Requirement

Is regular income required?

Adviser Fees

Custody, management, and adviser fees will be collected and paid quarterly.

Existing Holdings / Special Instructions

Before submitting the proposal request:

Proposal Request Received

You will receive an investment proposal within the next 2 working days.

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Bonds & QROPS Proposal Request

Select the structure that applies to this proposal.

Please choose the arrangement that best matches the client circumstances. The next stage will collect the information required to prepare the proposal.

Insurance Bond Only

For clients investing through a life company bond without a separate trustee arrangement.

QROPS / Trustee Only

For clients investing through a pension trustee or QROPS arrangement where TAM’s custodian is used.

Insurance Bond Held Under Trust

For arrangements involving both a trustee and a life company bond.

Bonds & QROPS Proposal Request

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Client Details

Adviser Details

Structure Details

Investment Details

Custodian

Model Selection

These are the portfolio models available to the client(s) based on the suitability test.

Model
TAM Active model range
TAM Enhanced Passive model range
TAM Bespoke model range

Income Requirement

Adviser Fees

Custody, management, and adviser fees will be collected and paid quarterly.

Existing Holdings / Special Instructions

Platform Proposal Request

Client Details

Adviser Details

Platform Details

Fund availability at the platform’s default custodian may be restricted and models, as well as trading frequency, may differ from TAM Europe’s core investment proposition.
TAM Europe has a business-to-business relationship with the platform, whereby TAM Europe models are available for selection by eligible advisers. We do not have control over individual portfolios and follow a quarterly rebalance policy. Trade implementation, fee distribution and withdrawal processing are the responsibility of the platform.

Investment Details

Model Selection

These are the portfolio models available to the client(s) based on the suitability test.

Model
TAM Active model range
TAM Enhanced Passive model range
TAM Bespoke model range

Proposal Request Received

You will receive an investment proposal within the next 2 working days.

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Complete all fields before submitting.